Case Studies

Case Study: Estate Planning

Client had a substantial position in a privately held company. The company was growing rapidly with the expectation that valuations could potentially quadruple over the next three years. Client needed access to the funds during their lifetime but was looking to minimize their estate tax liability upon the death of the second spouse. The Waterloo…

Read More

Case Study: Entrepreneur Services

Client is the CEO of a large privately held company. Client was looking for ways to gain liquidity on their privately held position and create a wider spread of ownership between themselves and the organization’s next set of leaders. Moreover, the client wanted to avoid converting the current internally held interest to a minority position.…

Read More

Case Study: Asset Management

New client is the CEO of one of the largest private real estate development companies in the United States. Client has greater than $50 million in real estate holdings that accounts for approximately 80% of current net worth. Client has multiple personal guarantees on current projects. In addition, client’s non real estate investment portfolio is…

Read More

Case Study: Asset Management

Client was a C-level officer in one of the worlds largest technology companies. During approximately 15 years of employment, the client had accumulated approximately one million shares of publicly traded stock. The year was 2000 and the market was tenuous at best. A substantial portion of the client’s position was still restricted. The current value…

Read More